Financial Institutions

We provide specialist reinsurance capacity for Financial Institutions liability, supporting insurers with flexible structures and consistent underwriting for management and professional liability exposures across the financial services sector. Our FI offering is designed to respond to claims arising from the provision of financial services, governance and regulatory scrutiny, including complex, cross-border matters where required.

Coverage and sectors can include (but are not limited to):

  • Professional negligence and breach of duty in the provision of financial services
  • Misstatement, misrepresentation and negligent advice
  • Regulatory and enforcement investigations
  • Consumer redress, complaints and conduct-related allegations
  • Breach of fiduciary duty and failures in governance, oversight or controls
  • Claims arising from product distribution, suitability and disclosure
  • AML, sanctions and financial crime-related allegations
  • Operational failures, outsourcing and third-party service issues
  • Primary and excess participation, including quota share and excess of loss structures

 

Industry Segments

  • Banks
  • Building societies
  • Credit unions
  • Mortgage lenders
  • Consumer finance companies
  • Payment institutions
  • Asset managers
  • Investment advisers
  • Broker-dealers
  • Trust companies

Martin Boreham

Director of Underwriting, Head of Liability & Active Underwriter

+44 (0) 7702 422728 / +44 (0) 7783 773564
martin.boreham@asr-re.com

Tyrone Hopwood

Senior Underwriter

+44 (0) 7526 189 716
tyrone.hopwood@asr-re.com

Mudit Chadha

Senior Underwriter

+971 5252 86960
mudit.chadha@asr-re.com

Carolyn Roach

Senior Underwriter

+27 82 612 7792
carolyn.roach@asr-re.com

Yovanee Saulick

Underwriter

(+230) 5509 8459
yovanee.saulick@asr-re.com

Caroline Mindiel-Zuel

Underwriter

+230 5942 0977
caroline.mindiel-zuel@asr-re.com

Sheperd Taderera

Underwriting Administrator

(+230) 5836 0629
sheperd.taderera@asr-re.com